Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, SIU LUN
Chinese Name of Relevant Individual
劉少麟
HKMA Registration Number
AI1568
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2022 - 31 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2022 - 31 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Dec 2021 - 24 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Dec 2021 - 24 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 May 2019 - 17 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 May 2019 - 17 Nov 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, SIU LUN
:
Chinese Name of Relevant Individual
劉少麟
:
HKMA Registration Number
AI1568
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1568
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
13 Oct 2022 - 31 Oct 2024
No
AI1568
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
13 Oct 2022 - 31 Oct 2024
No
AI1568
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
18 Dec 2021 - 24 May 2022
No
AI1568
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
18 Dec 2021 - 24 May 2022
No
AI1568
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
09 May 2019 - 17 Nov 2021
No
AI1568
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
09 May 2019 - 17 Nov 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.