Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, XI
Chinese Name of Relevant Individual
陳茜
HKMA Registration Number
AI1614
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Nov 2025
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT MANAGER
Remarks
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Nov 2025
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA LIMITED
SFC CE number
AAK801
Business Address
7/F, BANK OF CHINA TOWER, 1 GARDEN ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 20 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 20 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2022 - 30 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
08 Sep 2022 - 30 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 Sep 2022 - 30 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Aug 2019 - 14 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 May 2019 - 14 Aug 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, XI
:
Chinese Name of Relevant Individual
陳茜
:
HKMA Registration Number
AI1614
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA LIMITED
Type 1: dealing in securities
20 Nov 2025
No
PRODUCT MANAGER
BANK OF CHINA LIMITED
Type 4: advising on securities
20 Nov 2025
No
PRODUCT MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA LIMITED
AAK801
7/F, BANK OF CHINA TOWER, 1 GARDEN ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1614
BANK OF CHINA LIMITED
Type 1: dealing in securities
Since 20 Nov 2025
No
AI1614
BANK OF CHINA LIMITED
Type 4: advising on securities
Since 20 Nov 2025
No
AI1614
NATIXIS
Type 1: dealing in securities
08 Sep 2022 - 30 Jun 2025
No
AI1614
NATIXIS
Type 4: advising on securities
08 Sep 2022 - 30 Jun 2025
No
AI1614
NATIXIS
Type 6: advising on corporate finance
08 Sep 2022 - 30 Jun 2025
No
AI1614
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
02 Aug 2019 - 14 Aug 2022
No
AI1614
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
16 May 2019 - 14 Aug 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
