Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YANG, WEN-HSIN
Chinese Name of Relevant Individual
楊文心
HKMA Registration Number
AI1668
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Oct 2019 - 12 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2019 - 09 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
22 May 2019 - 31 May 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YANG, WEN-HSIN
:
Chinese Name of Relevant Individual
楊文心
:
HKMA Registration Number
AI1668
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1668
BARCLAYS BANK PLC
Type 1: dealing in securities
02 Oct 2019 - 12 Nov 2020
No
AI1668
BARCLAYS BANK PLC
Type 1: dealing in securities
28 Jun 2019 - 09 Jul 2019
No
AI1668
BARCLAYS BANK PLC
Type 1: dealing in securities
22 May 2019 - 31 May 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.