Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MOK, SI WEI
Chinese Name of Relevant Individual
莫斯為
HKMA Registration Number
AI1690
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2021 - 01 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
11 May 2021 - 01 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2019 - 14 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2019 - 14 Apr 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MOK, SI WEI
:
Chinese Name of Relevant Individual
莫斯為
:
HKMA Registration Number
AI1690
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1690
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
11 May 2021 - 01 Jan 2023
No
AI1690
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
11 May 2021 - 01 Jan 2023
No
AI1690
UBS AG
Type 1: dealing in securities
24 May 2019 - 14 Apr 2021
No
AI1690
UBS AG
Type 4: advising on securities
24 May 2019 - 14 Apr 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.