Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, HUNG YAO
Chinese Name of Relevant Individual
何虹瑤
HKMA Registration Number
AI1710
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Mar 2021 - 05 May 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
27 May 2019 - 05 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2019 - 08 Mar 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, HUNG YAO
:
Chinese Name of Relevant Individual
何虹瑤
:
HKMA Registration Number
AI1710
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1710
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
09 Mar 2021 - 05 May 2022
Yes
AI1710
E.SUN COMMERCIAL BANK, LTD.
Type 4: advising on securities
27 May 2019 - 05 May 2022
No
AI1710
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
27 May 2019 - 08 Mar 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.