Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
OTOMO, HIROYA
Chinese Name of Relevant Individual
大友裕也
HKMA Registration Number
AI1722
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NIPPON WEALTH LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 May 2019 - 31 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NIPPON WEALTH LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 May 2019 - 31 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NIPPON WEALTH LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NIPPON WEALTH LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 May 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
OTOMO, HIROYA
:
Chinese Name of Relevant Individual
大友裕也
:
HKMA Registration Number
AI1722
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1722
NIPPON WEALTH LIMITED
Type 1: dealing in securities
31 May 2019 - 31 Jul 2021
No
AI1722
NIPPON WEALTH LIMITED
Type 4: advising on securities
31 May 2019 - 31 Jul 2021
No
AI1722
NIPPON WEALTH LIMITED
Type 1: dealing in securities
29 May 2019
No
AI1722
NIPPON WEALTH LIMITED
Type 4: advising on securities
29 May 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.