Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, SUI HEI
Chinese Name of Relevant Individual
譚穗晞
HKMA Registration Number
AI1756
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2019 - 05 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
01 Jun 2019 - 05 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2019 - 05 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
01 Jun 2019 - 05 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 9: asset management
Effective Period
01 Jun 2019 - 05 Aug 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, SUI HEI
:
Chinese Name of Relevant Individual
譚穗晞
:
HKMA Registration Number
AI1756
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1756
LGT BANK AG
Type 1: dealing in securities
01 Jun 2019 - 05 Aug 2022
No
AI1756
LGT BANK AG
Type 2: dealing in futures contracts
01 Jun 2019 - 05 Aug 2022
No
AI1756
LGT BANK AG
Type 4: advising on securities
01 Jun 2019 - 05 Aug 2022
No
AI1756
LGT BANK AG
Type 5: advising on futures contracts
01 Jun 2019 - 05 Aug 2022
No
AI1756
LGT BANK AG
Type 9: asset management
01 Jun 2019 - 05 Aug 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.