Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, DANQI
Chinese Name of Relevant Individual
李丹琪
HKMA Registration Number
AI1803
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Sep 2021
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT MANAGER
Remarks
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Sep 2021
Is an Executive Officer? (Yes / No)
No
Capacity
PRODUCT MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA LIMITED
SFC CE number
AAK801
Business Address
7/F, BANK OF CHINA TOWER, 1 GARDEN ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Sep 2021 - 28 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2019 - 20 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2019 - 20 Jun 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, DANQI
:
Chinese Name of Relevant Individual
李丹琪
:
HKMA Registration Number
AI1803
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA LIMITED
Type 1: dealing in securities
22 Sep 2021
No
PRODUCT MANAGER
BANK OF CHINA LIMITED
Type 4: advising on securities
22 Sep 2021
No
PRODUCT MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA LIMITED
AAK801
7/F, BANK OF CHINA TOWER, 1 GARDEN ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1803
BANK OF CHINA LIMITED
Type 1: dealing in securities
Since 22 Sep 2021
No
AI1803
BANK OF CHINA LIMITED
Type 4: advising on securities
Since 22 Sep 2021
No
AI1803
BANK OF CHINA LIMITED
Type 6: advising on corporate finance
22 Sep 2021 - 28 Jun 2022
No
AI1803
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jun 2019 - 20 Jun 2021
No
AI1803
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
06 Jun 2019 - 20 Jun 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.