Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIU, MAN WAI
Chinese Name of Relevant Individual
趙敏蔚
HKMA Registration Number
AI1847
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER RM (BUSINESS BANKING)
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Feb 2025
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER RM (BUSINESS BANKING)
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 28 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 28 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2024 - 02 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2024 - 02 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jul 2023 - 15 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jul 2023 - 15 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Aug 2021 - 25 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Aug 2021 - 25 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2019 - 30 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jun 2019 - 30 Apr 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIU, MAN WAI
:
Chinese Name of Relevant Individual
趙敏蔚
:
HKMA Registration Number
AI1847
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
28 Feb 2025
No
CUSTOMER RM (BUSINESS BANKING)
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
28 Feb 2025
No
CUSTOMER RM (BUSINESS BANKING)
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1847
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 28 Feb 2025
No
AI1847
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 28 Feb 2025
No
AI1847
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Aug 2024 - 02 Feb 2025
No
AI1847
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Aug 2024 - 02 Feb 2025
No
AI1847
HANG SENG BANK, LIMITED
Type 1: dealing in securities
31 Jul 2023 - 15 Jun 2024
No
AI1847
HANG SENG BANK, LIMITED
Type 4: advising on securities
31 Jul 2023 - 15 Jun 2024
No
AI1847
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
23 Aug 2021 - 25 Jun 2023
No
AI1847
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
23 Aug 2021 - 25 Jun 2023
No
AI1847
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
13 Jun 2019 - 30 Apr 2021
No
AI1847
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
13 Jun 2019 - 30 Apr 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.