Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAW, EMAN
Chinese Name of Relevant Individual
羅伊汶
HKMA Registration Number
AI1885
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2022 - 29 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Sep 2022 - 29 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Sep 2022 - 29 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
23 Sep 2022 - 29 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2021 - 31 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 May 2021 - 31 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
21 May 2021 - 31 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2021 - 17 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jan 2021 - 17 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jun 2019 - 05 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jun 2019 - 05 Sep 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAW, EMAN
:
Chinese Name of Relevant Individual
羅伊汶
:
HKMA Registration Number
AI1885
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1885
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Sep 2022 - 29 Apr 2026
No
AI1885
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Sep 2022 - 29 Apr 2026
No
AI1885
CITIBANK, N.A.
Type 1: dealing in securities
23 Sep 2022 - 29 Apr 2026
No
AI1885
CITIBANK, N.A.
Type 4: advising on securities
23 Sep 2022 - 29 Apr 2026
No
AI1885
HANG SENG BANK, LIMITED
Type 1: dealing in securities
21 May 2021 - 31 Jul 2022
No
AI1885
HANG SENG BANK, LIMITED
Type 4: advising on securities
21 May 2021 - 31 Jul 2022
No
AI1885
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
21 May 2021 - 31 Jul 2022
No
AI1885
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
30 Jan 2021 - 17 Mar 2021
No
AI1885
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
30 Jan 2021 - 17 Mar 2021
No
AI1885
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
19 Jun 2019 - 05 Sep 2020
No
AI1885
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
19 Jun 2019 - 05 Sep 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.