Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, WING YIU
Chinese Name of Relevant Individual
陳頴瑤
HKMA Registration Number
AI1901
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2022 - 26 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2022 - 26 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Apr 2021 - 18 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
26 Apr 2021 - 18 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2019 - 09 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jun 2019 - 09 Oct 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, WING YIU
:
Chinese Name of Relevant Individual
陳頴瑤
:
HKMA Registration Number
AI1901
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1901
MUFG BANK, LTD.
Type 1: dealing in securities
24 May 2022 - 26 Sep 2025
No
AI1901
MUFG BANK, LTD.
Type 4: advising on securities
24 May 2022 - 26 Sep 2025
No
AI1901
HANG SENG BANK, LIMITED
Type 1: dealing in securities
26 Apr 2021 - 18 Feb 2022
No
AI1901
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
26 Apr 2021 - 18 Feb 2022
No
AI1901
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
20 Jun 2019 - 09 Oct 2019
No
AI1901
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
20 Jun 2019 - 09 Oct 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.