Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, LON KIU
Chinese Name of Relevant Individual
陳朗翹
HKMA Registration Number
AI1916
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Apr 2025
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETS PRODUCTS SPECIALIST
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
09 Apr 2025
Is an Executive Officer? (Yes / No)
No
Capacity
MARKETS PRODUCTS SPECIALIST
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
SFC CE number
AJI614
Business Address
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 09 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 09 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2023 - 31 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2023 - 31 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jul 2021 - 15 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2021 - 15 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jun 2019 - 15 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jun 2019 - 15 Jun 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, LON KIU
:
Chinese Name of Relevant Individual
陳朗翹
:
HKMA Registration Number
AI1916
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
09 Apr 2025
No
MARKETS PRODUCTS SPECIALIST
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
09 Apr 2025
No
MARKETS PRODUCTS SPECIALIST
Name of Registered Institution
SFC CE number
Business Address
STANDARD CHARTERED BANK (HONG KONG) LIMITED
AJI614
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1916
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 09 Apr 2025
No
AI1916
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 09 Apr 2025
No
AI1916
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Sep 2023 - 31 Mar 2025
No
AI1916
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Sep 2023 - 31 Mar 2025
No
AI1916
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
01 Jul 2021 - 15 Sep 2023
No
AI1916
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
01 Jul 2021 - 15 Sep 2023
No
AI1916
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 1: dealing in securities
22 Jun 2019 - 15 Jun 2021
No
AI1916
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK
Type 4: advising on securities
22 Jun 2019 - 15 Jun 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.