Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, YUEN KWAN
Chinese Name of Relevant Individual
何婉筠
HKMA Registration Number
AI1922
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MOX BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2024 - 17 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LIVI BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Mar 2023 - 24 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Feb 2022 - 28 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Feb 2022 - 28 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Dec 2020 - 21 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Dec 2020 - 21 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jun 2019 - 30 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jun 2019 - 30 Jun 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, YUEN KWAN
:
Chinese Name of Relevant Individual
何婉筠
:
HKMA Registration Number
AI1922
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1922
MOX BANK LIMITED
Type 1: dealing in securities
23 Feb 2024 - 17 May 2024
No
AI1922
LIVI BANK LIMITED
Type 1: dealing in securities
16 Mar 2023 - 24 Jun 2023
No
AI1922
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Feb 2022 - 28 Feb 2023
No
AI1922
CITIBANK, N.A.
Type 1: dealing in securities
05 Feb 2022 - 28 Feb 2023
No
AI1922
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
03 Dec 2020 - 21 Nov 2021
No
AI1922
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
03 Dec 2020 - 21 Nov 2021
No
AI1922
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
22 Jun 2019 - 30 Jun 2019
No
AI1922
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
22 Jun 2019 - 30 Jun 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.