Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUAN, JUN
Chinese Name of Relevant Individual
袁軍
HKMA Registration Number
AI1972
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
29 Jan 2021 - 02 Aug 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jun 2019 - 02 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jun 2019 - 02 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
28 Jun 2019 - 28 Jan 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUAN, JUN
:
Chinese Name of Relevant Individual
袁軍
:
HKMA Registration Number
AI1972
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1972
CHINA MERCHANTS BANK CO., LTD.
Type 9: asset management
29 Jan 2021 - 02 Aug 2024
Yes
AI1972
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
28 Jun 2019 - 02 Aug 2024
No
AI1972
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
28 Jun 2019 - 02 Aug 2024
No
AI1972
CHINA MERCHANTS BANK CO., LTD.
Type 9: asset management
28 Jun 2019 - 28 Jan 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.