Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, SHARON PIK LIM
Chinese Name of Relevant Individual
HKMA Registration Number
AI1989
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Nov 2025 - 05 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
30 Nov 2025 - 05 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Dec 2024 - 13 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
09 Dec 2024 - 13 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jul 2019 - 05 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jul 2019 - 05 Jul 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, SHARON PIK LIM
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI1989
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI1989
ROYAL BANK OF CANADA
Type 1: dealing in securities
30 Nov 2025 - 05 Dec 2025
No
AI1989
ROYAL BANK OF CANADA
Type 4: advising on securities
30 Nov 2025 - 05 Dec 2025
No
AI1989
ROYAL BANK OF CANADA
Type 1: dealing in securities
09 Dec 2024 - 13 Dec 2024
No
AI1989
ROYAL BANK OF CANADA
Type 4: advising on securities
09 Dec 2024 - 13 Dec 2024
No
AI1989
ROYAL BANK OF CANADA
Type 1: dealing in securities
02 Jul 2019 - 05 Jul 2019
No
AI1989
ROYAL BANK OF CANADA
Type 4: advising on securities
02 Jul 2019 - 05 Jul 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.