Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, TIN YAU
Chinese Name of Relevant Individual
余天祐
HKMA Registration Number
AI2048
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Sep 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, WM
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Sep 2022
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, WM
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2021 - 03 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2021 - 03 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2019 - 15 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2019 - 15 Jul 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, TIN YAU
:
Chinese Name of Relevant Individual
余天祐
:
HKMA Registration Number
AI2048
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 Sep 2022
No
RELATIONSHIP MANAGER, WM
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 Sep 2022
No
RELATIONSHIP MANAGER, WM
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2048
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 07 Sep 2022
No
AI2048
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 07 Sep 2022
No
AI2048
HANG SENG BANK, LIMITED
Type 1: dealing in securities
28 Oct 2021 - 03 Aug 2022
No
AI2048
HANG SENG BANK, LIMITED
Type 4: advising on securities
28 Oct 2021 - 03 Aug 2022
No
AI2048
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jul 2019 - 15 Jul 2021
No
AI2048
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Jul 2019 - 15 Jul 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.