Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LEE, CHENG YANG
Chinese Name of Relevant Individual

李正揚
HKMA Registration Number
AI2069
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF INVESTMENT CONSULTANT
Remarks
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Sep 2025
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF INVESTMENT CONSULTANT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LEE, CHENG YANG
:
Chinese Name of Relevant Individual
李正揚
:
HKMA Registration Number
AI2069
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
24 Sep 2025
No
STAFF OF INVESTMENT CONSULTANT
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
24 Sep 2025
No
STAFF OF INVESTMENT CONSULTANT