Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, WING SHING VINCENT
Chinese Name of Relevant Individual
賴永成
HKMA Registration Number
AI2082
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2021 - 17 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2021 - 17 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2019 - 23 Oct 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2019 - 23 Oct 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, WING SHING VINCENT
:
Chinese Name of Relevant Individual
賴永成
:
HKMA Registration Number
AI2082
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2082
BANK SINOPAC
Type 1: dealing in securities
28 Oct 2021 - 17 Apr 2022
No
AI2082
BANK SINOPAC
Type 4: advising on securities
28 Oct 2021 - 17 Apr 2022
No
AI2082
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
09 Jul 2019 - 23 Oct 2020
No
AI2082
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
09 Jul 2019 - 23 Oct 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.