Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CAO, YULI
Chinese Name of Relevant Individual
曹毓立
HKMA Registration Number
AI2092
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
12 Jun 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT
Remarks
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
12 Jun 2024
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF SINGAPORE LIMITED
SFC CE number
ALB135
Business Address
34/F & 35/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 12 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 12 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2021 - 11 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2021 - 11 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jul 2019 - 19 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2019 - 19 Sep 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CAO, YULI
:
Chinese Name of Relevant Individual
曹毓立
:
HKMA Registration Number
AI2092
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
12 Jun 2024
No
ASSISTANT VICE PRESIDENT
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
12 Jun 2024
No
ASSISTANT VICE PRESIDENT
Name of Registered Institution
SFC CE number
Business Address
BANK OF SINGAPORE LIMITED
ALB135
34/F & 35/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2092
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
Since 12 Jun 2024
No
AI2092
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
Since 12 Jun 2024
No
AI2092
CREDIT SUISSE AG
Type 1: dealing in securities
05 Oct 2021 - 11 Mar 2024
No
AI2092
CREDIT SUISSE AG
Type 4: advising on securities
05 Oct 2021 - 11 Mar 2024
No
AI2092
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
09 Jul 2019 - 19 Sep 2021
No
AI2092
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
09 Jul 2019 - 19 Sep 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.