Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FLOATE, NATALIE ANN
Chinese Name of Relevant Individual
HKMA Registration Number
AI2123
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2022 - 24 Oct 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BNP PARIBAS SECURITIES SERVICES
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Apr 2021 - 30 Sep 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BNP PARIBAS SECURITIES SERVICES
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2019 - 07 Apr 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FLOATE, NATALIE ANN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI2123
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2123
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2022 - 24 Oct 2024
Yes
AI2123
BNP PARIBAS SECURITIES SERVICES
Type 1: dealing in securities
08 Apr 2021 - 30 Sep 2022
Yes
AI2123
BNP PARIBAS SECURITIES SERVICES
Type 1: dealing in securities
11 Jul 2019 - 07 Apr 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.