Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
TANG, WING SUM
Chinese Name of Relevant Individual

鄧穎芯
HKMA Registration Number
AI2139
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
13 Jul 2019
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS SALES AND MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TANG, WING SUM
:
Chinese Name of Relevant Individual
鄧穎芯
:
HKMA Registration Number
AI2139
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
13 Jul 2019
No
BUSINESS SALES AND MANAGEMENT