Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, LAI YI
Chinese Name of Relevant Individual
譚麗怡
HKMA Registration Number
AI2140
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
02 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, BUSINESS ACCOUNT ACQUISITION
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
02 Aug 2024
Is an Executive Officer? (Yes / No)
No
Capacity
SALES, BUSINESS ACCOUNT ACQUISITION
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 02 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 02 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2022 - 16 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Nov 2022 - 16 Jul 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2021 - 14 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Nov 2021 - 14 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jul 2019 - 08 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jul 2019 - 08 Oct 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, LAI YI
:
Chinese Name of Relevant Individual
譚麗怡
:
HKMA Registration Number
AI2140
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
02 Aug 2024
No
SALES, BUSINESS ACCOUNT ACQUISITION
DAH SING BANK, LIMITED
Type 4: advising on securities
02 Aug 2024
No
SALES, BUSINESS ACCOUNT ACQUISITION
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2140
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 02 Aug 2024
No
AI2140
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 02 Aug 2024
No
AI2140
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
01 Nov 2022 - 16 Jul 2024
No
AI2140
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
01 Nov 2022 - 16 Jul 2024
No
AI2140
CHONG HING BANK LIMITED
Type 1: dealing in securities
05 Nov 2021 - 14 Aug 2022
No
AI2140
CHONG HING BANK LIMITED
Type 4: advising on securities
05 Nov 2021 - 14 Aug 2022
No
AI2140
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
13 Jul 2019 - 08 Oct 2021
No
AI2140
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
13 Jul 2019 - 08 Oct 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.