Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, MANA
Chinese Name of Relevant Individual
林曼娜
HKMA Registration Number
AI2145
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2021 - 11 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Nov 2021 - 11 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jul 2019 - 24 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jul 2019 - 24 Oct 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, MANA
:
Chinese Name of Relevant Individual
林曼娜
:
HKMA Registration Number
AI2145
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2145
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Nov 2021 - 11 Jan 2024
No
AI2145
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Nov 2021 - 11 Jan 2024
No
AI2145
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
13 Jul 2019 - 24 Oct 2021
No
AI2145
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
13 Jul 2019 - 24 Oct 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.