Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
YEUNG, KA LING SONIA
Chinese Name of Relevant Individual

楊嘉羚
HKMA Registration Number
AI2157
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Jul 2019
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE ACCOUNT MANAGER
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Jul 2019
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE ACCOUNT MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
YEUNG, KA LING SONIA
:
Chinese Name of Relevant Individual
楊嘉羚
:
HKMA Registration Number
AI2157
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
16 Jul 2019
No
CORPORATE ACCOUNT MANAGER
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
16 Jul 2019
No
CORPORATE ACCOUNT MANAGER