Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
KWOK, HARLAN YUK WAH
Chinese Name of Relevant Individual

郭旭華
HKMA Registration Number
AI2181
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Jul 2019
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE BANKING
Remarks
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
First date of engagement
18 Jul 2019
Is an Executive Officer? (Yes / No)
No
Capacity
CORPORATE BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
KWOK, HARLAN YUK WAH
:
Chinese Name of Relevant Individual
郭旭華
:
HKMA Registration Number
AI2181
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HANG SENG BANK, LIMITED
Type 1: dealing in securities
18 Jul 2019
No
CORPORATE BANKING
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
18 Jul 2019
No
CORPORATE BANKING