Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSE, TUNG YEUNG
Chinese Name of Relevant Individual
謝東洋
HKMA Registration Number
AI2194
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
COÖPERATIEVE RABOBANK U.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2021 - 24 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jul 2019 - 03 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jul 2019 - 03 Sep 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSE, TUNG YEUNG
:
Chinese Name of Relevant Individual
謝東洋
:
HKMA Registration Number
AI2194
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2194
COÖPERATIEVE RABOBANK U.A.
Type 1: dealing in securities
07 Sep 2021 - 24 Nov 2022
No
AI2194
AGRICULTURAL BANK OF CHINA LIMITED
Type 1: dealing in securities
18 Jul 2019 - 03 Sep 2021
No
AI2194
AGRICULTURAL BANK OF CHINA LIMITED
Type 4: advising on securities
18 Jul 2019 - 03 Sep 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.