Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HA, MAN TING
Chinese Name of Relevant Individual
夏敏婷
HKMA Registration Number
AI2198
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Jan 2024
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICES, PRIVATE BANKING
Remarks
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Jan 2024
Is an Executive Officer? (Yes / No)
No
Capacity
CUSTOMER SERVICES, PRIVATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DAH SING BANK, LIMITED
SFC CE number
AAK565
Business Address
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 05 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 05 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Feb 2022 - 17 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Feb 2022 - 17 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jul 2019 - 30 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
19 Jul 2019 - 30 Nov 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HA, MAN TING
:
Chinese Name of Relevant Individual
夏敏婷
:
HKMA Registration Number
AI2198
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DAH SING BANK, LIMITED
Type 1: dealing in securities
05 Jan 2024
No
CUSTOMER SERVICES, PRIVATE BANKING
DAH SING BANK, LIMITED
Type 4: advising on securities
05 Jan 2024
No
CUSTOMER SERVICES, PRIVATE BANKING
Name of Registered Institution
SFC CE number
Business Address
DAH SING BANK, LIMITED
AAK565
26/F, DAH SING FINANCIAL CENTRE, 248 QUEEN'S ROAD EAST, WAN CHAI, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2198
DAH SING BANK, LIMITED
Type 1: dealing in securities
Since 05 Jan 2024
No
AI2198
DAH SING BANK, LIMITED
Type 4: advising on securities
Since 05 Jan 2024
No
AI2198
CHONG HING BANK LIMITED
Type 1: dealing in securities
18 Feb 2022 - 17 Dec 2023
No
AI2198
CHONG HING BANK LIMITED
Type 4: advising on securities
18 Feb 2022 - 17 Dec 2023
No
AI2198
HANG SENG BANK, LIMITED
Type 1: dealing in securities
19 Jul 2019 - 30 Nov 2021
No
AI2198
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
19 Jul 2019 - 30 Nov 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
