Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, MIAO
Chinese Name of Relevant Individual
于淼
HKMA Registration Number
AI2210
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2022 - 26 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jan 2022 - 26 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jul 2019 - 23 Feb 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jul 2019 - 23 Feb 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, MIAO
:
Chinese Name of Relevant Individual
于淼
:
HKMA Registration Number
AI2210
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2210
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
20 Jan 2022 - 26 Jun 2022
No
AI2210
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
20 Jan 2022 - 26 Jun 2022
No
AI2210
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
20 Jul 2019 - 23 Feb 2020
No
AI2210
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
20 Jul 2019 - 23 Feb 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.