Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIN, SHING CHUN AMBROSE
Chinese Name of Relevant Individual
連誠駿
HKMA Registration Number
AI2222
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Apr 2022
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCIAL MARKETS SALES
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
27 Jun 2025
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCIAL MARKETS SALES
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Apr 2022
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCIAL MARKETS SALES
Remarks
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 5: advising on futures contracts
First date of engagement
27 Jun 2025
Is an Executive Officer? (Yes / No)
No
Capacity
FINANCIAL MARKETS SALES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
SFC CE number
AJI614
Business Address
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
Since 27 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
Since 27 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jul 2019 - 18 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jul 2019 - 18 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Jul 2019 - 18 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jul 2019 - 18 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jul 2019 - 18 Dec 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIN, SHING CHUN AMBROSE
:
Chinese Name of Relevant Individual
連誠駿
:
HKMA Registration Number
AI2222
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Apr 2022
No
FINANCIAL MARKETS SALES
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
27 Jun 2025
No
FINANCIAL MARKETS SALES
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Apr 2022
No
FINANCIAL MARKETS SALES
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
27 Jun 2025
No
FINANCIAL MARKETS SALES
Name of Registered Institution
SFC CE number
Business Address
STANDARD CHARTERED BANK (HONG KONG) LIMITED
AJI614
32ND FLOOR, 4-4A DES VOEUX ROAD, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2222
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
Since 27 Jun 2025
No
AI2222
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
Since 27 Jun 2025
No
AI2222
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 22 Apr 2022
No
AI2222
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 22 Apr 2022
No
AI2222
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
22 Jul 2019 - 18 Dec 2020
No
AI2222
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
22 Jul 2019 - 18 Dec 2020
No
AI2222
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 7: providing automated trading services
22 Jul 2019 - 18 Dec 2020
No
AI2222
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
22 Jul 2019 - 18 Dec 2020
No
AI2222
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
22 Jul 2019 - 18 Dec 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.