Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, SHING PO NICOLAS
Chinese Name of Relevant Individual
HKMA Registration Number
AI2229
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Oct 2025 - 24 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
20 Oct 2025 - 24 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Nov 2024 - 22 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
18 Nov 2024 - 22 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2023 - 08 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
04 Dec 2023 - 08 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2022 - 10 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2022 - 10 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2019 - 26 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jul 2019 - 26 Jul 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, SHING PO NICOLAS
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI2229
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2229
ROYAL BANK OF CANADA
Type 1: dealing in securities
20 Oct 2025 - 24 Oct 2025
No
AI2229
ROYAL BANK OF CANADA
Type 4: advising on securities
20 Oct 2025 - 24 Oct 2025
No
AI2229
ROYAL BANK OF CANADA
Type 1: dealing in securities
18 Nov 2024 - 22 Nov 2024
No
AI2229
ROYAL BANK OF CANADA
Type 4: advising on securities
18 Nov 2024 - 22 Nov 2024
No
AI2229
ROYAL BANK OF CANADA
Type 1: dealing in securities
04 Dec 2023 - 08 Dec 2023
No
AI2229
ROYAL BANK OF CANADA
Type 4: advising on securities
04 Dec 2023 - 08 Dec 2023
No
AI2229
ROYAL BANK OF CANADA
Type 1: dealing in securities
03 Nov 2022 - 10 Nov 2022
No
AI2229
ROYAL BANK OF CANADA
Type 4: advising on securities
03 Nov 2022 - 10 Nov 2022
No
AI2229
ROYAL BANK OF CANADA
Type 1: dealing in securities
23 Jul 2019 - 26 Jul 2019
No
AI2229
ROYAL BANK OF CANADA
Type 4: advising on securities
23 Jul 2019 - 26 Jul 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.