Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LIM, YAN KIAT BENJAMIN
Chinese Name of Relevant Individual

林嚴杰
HKMA Registration Number
AI2242
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Jul 2019
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Jul 2019
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LIM, YAN KIAT BENJAMIN
:
Chinese Name of Relevant Individual
林嚴杰
:
HKMA Registration Number
AI2242
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
24 Jul 2019
No
CLIENT ADVISOR WM
UBS AG
Type 4: advising on securities
24 Jul 2019
No
CLIENT ADVISOR WM