Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
AFONIN, ARTEM
Chinese Name of Relevant Individual
HKMA Registration Number
AI2263
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Apr 2022 - 27 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
22 Apr 2022 - 27 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Dec 2021 - 10 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
29 Dec 2021 - 10 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2020 - 31 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jun 2020 - 31 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jul 2019 - 31 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jul 2019 - 31 Dec 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
AFONIN, ARTEM
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI2263
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2263
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
22 Apr 2022 - 27 May 2022
No
AI2263
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
22 Apr 2022 - 27 May 2022
No
AI2263
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
29 Dec 2021 - 10 Mar 2022
No
AI2263
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
29 Dec 2021 - 10 Mar 2022
No
AI2263
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
08 Jun 2020 - 31 Aug 2020
No
AI2263
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
08 Jun 2020 - 31 Aug 2020
No
AI2263
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
24 Jul 2019 - 31 Dec 2019
No
AI2263
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
24 Jul 2019 - 31 Dec 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.