Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWAN, CHI YING
Chinese Name of Relevant Individual
關志盈
HKMA Registration Number
AI2288
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Apr 2023 - 09 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Apr 2023 - 09 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Apr 2023 - 09 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Apr 2023 - 09 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jul 2019 - 20 Jan 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWAN, CHI YING
:
Chinese Name of Relevant Individual
關志盈
:
HKMA Registration Number
AI2288
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2288
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Apr 2023 - 09 May 2026
No
AI2288
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Apr 2023 - 09 May 2026
No
AI2288
DBS BANK LTD.
Type 1: dealing in securities
07 Apr 2023 - 09 May 2026
No
AI2288
DBS BANK LTD.
Type 4: advising on securities
07 Apr 2023 - 09 May 2026
No
AI2288
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
27 Jul 2019 - 20 Jan 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
