Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, PING WAI
Chinese Name of Relevant Individual
黃萍惠
HKMA Registration Number
AI2312
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2022 - 23 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2022 - 23 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2019 - 09 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jul 2019 - 09 Oct 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, PING WAI
:
Chinese Name of Relevant Individual
黃萍惠
:
HKMA Registration Number
AI2312
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2312
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Oct 2022 - 23 Jun 2024
No
AI2312
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Oct 2022 - 23 Jun 2024
No
AI2312
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
30 Jul 2019 - 09 Oct 2022
No
AI2312
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
30 Jul 2019 - 09 Oct 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.