Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUO, YIJUN
Chinese Name of Relevant Individual
霍伊隽
HKMA Registration Number
AI2331
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 Nov 2025
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE BANKER
Remarks
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
First date of engagement
17 Nov 2025
Is an Executive Officer? (Yes / No)
No
Capacity
PRIVATE BANKER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
SFC CE number
ABZ544
Business Address
26/F, AIA CENTRAL, 1 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 17 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
Since 17 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2024 - 27 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jun 2024 - 27 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2022 - 17 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Apr 2022 - 17 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2022 - 17 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Apr 2022 - 17 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Jul 2019 - 27 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Jul 2019 - 27 Nov 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUO, YIJUN
:
Chinese Name of Relevant Individual
霍伊隽
:
HKMA Registration Number
AI2331
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
17 Nov 2025
No
PRIVATE BANKER
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
17 Nov 2025
No
PRIVATE BANKER
Name of Registered Institution
SFC CE number
Business Address
UNION BANCAIRE PRIVÉE, UBP SA
ABZ544
26/F, AIA CENTRAL, 1 CONNAUGHT ROAD CENTRAL, CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2331
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
Since 17 Nov 2025
No
AI2331
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
Since 17 Nov 2025
No
AI2331
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 1: dealing in securities
08 Jun 2024 - 27 Feb 2025
No
AI2331
TAIPEI FUBON COMMERCIAL BANK CO., LTD.
Type 4: advising on securities
08 Jun 2024 - 27 Feb 2025
No
AI2331
CITIBANK, N.A.
Type 1: dealing in securities
30 Apr 2022 - 17 Jan 2024
No
AI2331
CITIBANK, N.A.
Type 4: advising on securities
30 Apr 2022 - 17 Jan 2024
No
AI2331
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
30 Apr 2022 - 17 Jan 2024
No
AI2331
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
30 Apr 2022 - 17 Jan 2024
No
AI2331
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
31 Jul 2019 - 27 Nov 2021
No
AI2331
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
31 Jul 2019 - 27 Nov 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.