Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
JIANG, HONG
Chinese Name of Relevant Individual
江鴻
HKMA Registration Number
AI2336
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jul 2024 - 18 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jul 2024 - 18 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2023 - 24 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2023 - 24 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Oct 2023 - 24 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Nov 2022 - 14 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
21 Nov 2022 - 14 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2019 - 07 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2019 - 07 Nov 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
JIANG, HONG
:
Chinese Name of Relevant Individual
江鴻
:
HKMA Registration Number
AI2336
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2336
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Jul 2024 - 18 Dec 2024
No
AI2336
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Jul 2024 - 18 Dec 2024
No
AI2336
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Oct 2023 - 24 May 2024
No
AI2336
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Oct 2023 - 24 May 2024
No
AI2336
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Oct 2023 - 24 May 2024
No
AI2336
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
21 Nov 2022 - 14 Jun 2023
No
AI2336
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
21 Nov 2022 - 14 Jun 2023
No
AI2336
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Aug 2019 - 07 Nov 2022
No
AI2336
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Aug 2019 - 07 Nov 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.