Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
MA, KA CHEE RICHARD
Chinese Name of Relevant Individual

馬家智
HKMA Registration Number
AI2341
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Aug 2019
Is an Executive Officer? (Yes / No)
No
Capacity
SALES AND MARKETING
Remarks
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Aug 2019
Is an Executive Officer? (Yes / No)
No
Capacity
SALES AND MARKETING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
MA, KA CHEE RICHARD
:
Chinese Name of Relevant Individual
馬家智
:
HKMA Registration Number
AI2341
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
01 Aug 2019
No
SALES AND MARKETING
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 4: advising on securities
01 Aug 2019
No
SALES AND MARKETING