Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUAN, WING YAN
Chinese Name of Relevant Individual
袁穎忻
HKMA Registration Number
AI2432
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2019 - 03 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2019 - 03 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2019 - 03 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2019 - 03 Apr 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUAN, WING YAN
:
Chinese Name of Relevant Individual
袁穎忻
:
HKMA Registration Number
AI2432
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2432
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Aug 2019 - 03 Apr 2022
No
AI2432
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Aug 2019 - 03 Apr 2022
No
AI2432
DBS BANK LTD.
Type 1: dealing in securities
10 Aug 2019 - 03 Apr 2022
No
AI2432
DBS BANK LTD.
Type 4: advising on securities
10 Aug 2019 - 03 Apr 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.