Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOI, KA FAI
Chinese Name of Relevant Individual
蔡家輝
HKMA Registration Number
AI2444
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT SERVICES, CONSUMER FINANCIAL SERVICES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
OCBC BANK (HONG KONG) LIMITED
SFC CE number
AAC083
Business Address
OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 03 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Mar 2025 - 20 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Mar 2025 - 20 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
05 Mar 2025 - 20 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2022 - 23 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2022 - 23 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2021 - 06 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Apr 2021 - 06 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2019 - 24 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Aug 2019 - 24 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Aug 2019 - 07 Jan 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOI, KA FAI
:
Chinese Name of Relevant Individual
蔡家輝
:
HKMA Registration Number
AI2444
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Oct 2025
No
INVESTMENT SERVICES, CONSUMER FINANCIAL SERVICES
Name of Registered Institution
SFC CE number
Business Address
OCBC BANK (HONG KONG) LIMITED
AAC083
OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2444
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 03 Oct 2025
No
AI2444
HANG SENG BANK, LIMITED
Type 1: dealing in securities
05 Mar 2025 - 20 Aug 2025
No
AI2444
HANG SENG BANK, LIMITED
Type 4: advising on securities
05 Mar 2025 - 20 Aug 2025
No
AI2444
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
05 Mar 2025 - 20 Aug 2025
No
AI2444
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
13 Apr 2022 - 23 Feb 2025
No
AI2444
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
13 Apr 2022 - 23 Feb 2025
No
AI2444
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
21 Apr 2021 - 06 Mar 2022
No
AI2444
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
21 Apr 2021 - 06 Mar 2022
No
AI2444
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Aug 2019 - 24 Jan 2021
No
AI2444
HANG SENG BANK, LIMITED
Type 4: advising on securities
12 Aug 2019 - 24 Jan 2021
No
AI2444
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Aug 2019 - 07 Jan 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.