Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
FOK, STEPHANIE TZE YAN
Chinese Name of Relevant Individual

霍芷恩
HKMA Registration Number
AI2457
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
First date of engagement
13 Aug 2019
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Registered Institution
BNP PARIBAS
Regulated Activity
Type 9: asset management
First date of engagement
13 Aug 2019
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
FOK, STEPHANIE TZE YAN
:
Chinese Name of Relevant Individual
霍芷恩
:
HKMA Registration Number
AI2457
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BNP PARIBAS
Type 4: advising on securities
13 Aug 2019
No
WEALTH MANAGEMENT
BNP PARIBAS
Type 9: asset management
13 Aug 2019
No
WEALTH MANAGEMENT