Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LEE, KRISTINA HELENA
Chinese Name of Relevant Individual

HKMA Registration Number
AI2460
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HSBC BANK PLC
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Aug 2019
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGEMENT
Remarks
Registered Institution
HSBC BANK PLC
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Aug 2019
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LEE, KRISTINA HELENA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI2460
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HSBC BANK PLC
Type 1: dealing in securities
14 Aug 2019
No
RELATIONSHIP MANAGEMENT
HSBC BANK PLC
Type 4: advising on securities
14 Aug 2019
No
RELATIONSHIP MANAGEMENT