Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, SO ON
Chinese Name of Relevant Individual
劉素安
HKMA Registration Number
AI2487
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2021 - 31 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2021 - 31 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Aug 2019 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Aug 2019 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, SO ON
:
Chinese Name of Relevant Individual
劉素安
:
HKMA Registration Number
AI2487
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2487
BANQUE PICTET & CIE SA
Type 1: dealing in securities
01 Aug 2021 - 31 Jul 2023
No
AI2487
BANQUE PICTET & CIE SA
Type 4: advising on securities
01 Aug 2021 - 31 Jul 2023
No
AI2487
PICTET & CIE (EUROPE) S.A.
Type 1: dealing in securities
16 Aug 2019 - 30 Jul 2021
No
AI2487
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
16 Aug 2019 - 30 Jul 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.