Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWAN, TIN YAN
Chinese Name of Relevant Individual
關天恩
HKMA Registration Number
AI2500
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 May 2020 - 31 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 May 2020 - 31 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Aug 2019 - 05 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Aug 2019 - 05 Jan 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWAN, TIN YAN
:
Chinese Name of Relevant Individual
關天恩
:
HKMA Registration Number
AI2500
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2500
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 May 2020 - 31 Dec 2021
No
AI2500
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 May 2020 - 31 Dec 2021
No
AI2500
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
17 Aug 2019 - 05 Jan 2020
No
AI2500
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
17 Aug 2019 - 05 Jan 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.