Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, JONGHYUK
Chinese Name of Relevant Individual
李鍾赫
HKMA Registration Number
AI2501
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2023 - 02 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2023 - 22 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Nov 2021 - 04 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2021 - 29 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jan 2021 - 29 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATWEST MARKETS PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Aug 2019 - 29 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATWEST MARKETS PLC
Regulated Activity
Type 4: advising on securities
Effective Period
17 Aug 2019 - 29 Sep 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, JONGHYUK
:
Chinese Name of Relevant Individual
李鍾赫
:
HKMA Registration Number
AI2501
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2501
BNP PARIBAS
Type 1: dealing in securities
31 Oct 2023 - 02 Nov 2023
No
AI2501
BNP PARIBAS
Type 1: dealing in securities
18 Apr 2023 - 22 Apr 2023
No
AI2501
BNP PARIBAS
Type 1: dealing in securities
05 Nov 2021 - 04 Feb 2022
No
AI2501
BANCO SANTANDER, S.A.
Type 1: dealing in securities
30 Jan 2021 - 29 Oct 2021
No
AI2501
BANCO SANTANDER, S.A.
Type 4: advising on securities
30 Jan 2021 - 29 Oct 2021
No
AI2501
NATWEST MARKETS PLC
Type 1: dealing in securities
17 Aug 2019 - 29 Sep 2020
No
AI2501
NATWEST MARKETS PLC
Type 4: advising on securities
17 Aug 2019 - 29 Sep 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.