Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSE, YIN SAN
Chinese Name of Relevant Individual
謝賢新
HKMA Registration Number
AI2558
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Oct 2024 - 23 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
19 Oct 2024 - 23 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Feb 2023 - 25 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Feb 2023 - 25 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2022 - 31 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jun 2022 - 31 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Jun 2021 - 11 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jun 2021 - 11 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
18 Jun 2021 - 11 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2020 - 06 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Apr 2020 - 06 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2019 - 13 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2019 - 13 Jan 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-13 of 13
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSE, YIN SAN
:
Chinese Name of Relevant Individual
謝賢新
:
HKMA Registration Number
AI2558
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2558
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
19 Oct 2024 - 23 Dec 2025
No
AI2558
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
19 Oct 2024 - 23 Dec 2025
No
AI2558
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Feb 2023 - 25 Aug 2024
No
AI2558
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
28 Feb 2023 - 25 Aug 2024
No
AI2558
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Jun 2022 - 31 Jan 2023
No
AI2558
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Jun 2022 - 31 Jan 2023
No
AI2558
HANG SENG BANK, LIMITED
Type 1: dealing in securities
18 Jun 2021 - 11 Jun 2022
No
AI2558
HANG SENG BANK, LIMITED
Type 4: advising on securities
18 Jun 2021 - 11 Jun 2022
No
AI2558
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
18 Jun 2021 - 11 Jun 2022
No
AI2558
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Apr 2020 - 06 May 2021
No
AI2558
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Apr 2020 - 06 May 2021
No
AI2558
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
24 Aug 2019 - 13 Jan 2020
No
AI2558
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
24 Aug 2019 - 13 Jan 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.