Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LI, ZHEN
Chinese Name of Relevant Individual

HKMA Registration Number
AI2574
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Aug 2019
Is an Executive Officer? (Yes / No)
No
Capacity
VP & DIRECTOR & CO-LEAD INTERNATIONAL EQUITY
Remarks
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 4: advising on securities
First date of engagement
27 Aug 2019
Is an Executive Officer? (Yes / No)
No
Capacity
VP & DIRECTOR & CO-LEAD INTERNATIONAL EQUITY
Remarks
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 9: asset management
First date of engagement
25 May 2021
Is an Executive Officer? (Yes / No)
Yes
Capacity
VICE PRESIDENT & DIRECTOR & CO-LEAD OF INTERNATIONAL EQUITY
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LI, ZHEN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI2574
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
TORONTO-DOMINION BANK
Type 1: dealing in securities
27 Aug 2019
No
VP & DIRECTOR & CO-LEAD INTERNATIONAL EQUITY
TORONTO-DOMINION BANK
Type 4: advising on securities
27 Aug 2019
No
VP & DIRECTOR & CO-LEAD INTERNATIONAL EQUITY
TORONTO-DOMINION BANK
Type 9: asset management
25 May 2021
Yes
VICE PRESIDENT & DIRECTOR & CO-LEAD OF INTERNATIONAL EQUITY