Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, HOI LAM
Chinese Name of Relevant Individual
譚凱琳
HKMA Registration Number
AI2624
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2021 - 20 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Apr 2021 - 20 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2021 - 20 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Apr 2021 - 20 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Aug 2019 - 15 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Aug 2019 - 15 Feb 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, HOI LAM
:
Chinese Name of Relevant Individual
譚凱琳
:
HKMA Registration Number
AI2624
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2624
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Apr 2021 - 20 Apr 2022
No
AI2624
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Apr 2021 - 20 Apr 2022
No
AI2624
CITIBANK, N.A.
Type 1: dealing in securities
24 Apr 2021 - 20 Apr 2022
No
AI2624
CITIBANK, N.A.
Type 4: advising on securities
24 Apr 2021 - 20 Apr 2022
No
AI2624
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
31 Aug 2019 - 15 Feb 2021
No
AI2624
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
31 Aug 2019 - 15 Feb 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.