Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWOK, CHING YING
Chinese Name of Relevant Individual
郭靜瑩
HKMA Registration Number
AI2726
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Aug 2021 - 20 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
19 Aug 2021 - 20 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2019 - 06 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2019 - 06 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Sep 2019 - 06 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Sep 2019 - 06 Aug 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWOK, CHING YING
:
Chinese Name of Relevant Individual
郭靜瑩
:
HKMA Registration Number
AI2726
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2726
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
19 Aug 2021 - 20 Jun 2022
No
AI2726
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
19 Aug 2021 - 20 Jun 2022
No
AI2726
CITIBANK, N.A.
Type 1: dealing in securities
07 Sep 2019 - 06 Aug 2021
No
AI2726
CITIBANK, N.A.
Type 4: advising on securities
07 Sep 2019 - 06 Aug 2021
No
AI2726
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
07 Sep 2019 - 06 Aug 2021
No
AI2726
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
07 Sep 2019 - 06 Aug 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.