Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAI, HOI TUNG JOYCE
Chinese Name of Relevant Individual

賴凱瞳
HKMA Registration Number
AI2738
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Sep 2019
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS AND RELATIONSHIP MANAGEMENT
Remarks
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Sep 2019
Is an Executive Officer? (Yes / No)
No
Capacity
BUSINESS AND RELATIONSHIP MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAI, HOI TUNG JOYCE
:
Chinese Name of Relevant Individual
賴凱瞳
:
HKMA Registration Number
AI2738
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
10 Sep 2019
No
BUSINESS AND RELATIONSHIP MANAGEMENT
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
10 Sep 2019
No
BUSINESS AND RELATIONSHIP MANAGEMENT