Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWAN, SAI YIP
Chinese Name of Relevant Individual
關世燁
HKMA Registration Number
AI2778
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jan 2023 - 18 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jan 2023 - 18 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
27 Jan 2023 - 18 Sep 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Feb 2022 - 04 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Feb 2022 - 04 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jun 2021 - 19 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jun 2021 - 19 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
11 Jun 2021 - 19 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2019 - 07 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Sep 2019 - 07 Apr 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWAN, SAI YIP
:
Chinese Name of Relevant Individual
關世燁
:
HKMA Registration Number
AI2778
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI2778
HANG SENG BANK, LIMITED
Type 1: dealing in securities
27 Jan 2023 - 18 Sep 2023
No
AI2778
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Jan 2023 - 18 Sep 2023
No
AI2778
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
27 Jan 2023 - 18 Sep 2023
No
AI2778
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
17 Feb 2022 - 04 Jan 2023
No
AI2778
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
17 Feb 2022 - 04 Jan 2023
No
AI2778
HANG SENG BANK, LIMITED
Type 1: dealing in securities
11 Jun 2021 - 19 Dec 2021
No
AI2778
HANG SENG BANK, LIMITED
Type 4: advising on securities
11 Jun 2021 - 19 Dec 2021
No
AI2778
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
11 Jun 2021 - 19 Dec 2021
No
AI2778
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Sep 2019 - 07 Apr 2021
No
AI2778
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Sep 2019 - 07 Apr 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.